SCUSA Securities Settlement
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Pursuant to the Court's Order Preliminarily Approving Settlement and Providing for Notice filed on August 13, 2020, if you are a Class Member and wish to be potentially eligible for a payment from the proceeds of the Settlement, you must complete and submit a Proof of Claim and Release ("Proof of Claim"). To obtain a copy of the Proof of Claim, click here. The deadline to submit a timely Proof of Claim is January 4, 2021.

You may submit your Proof of Claim using either one of the following methods. Each method is described below, with links to the requirements for each submission. Your submitted Proof of Claim will include a certification under penalty of perjury that your Proof of Claim is accurate and complete.

Whichever submission method you choose, you are required to provide documentation to support your claimed transactions. Please remember to provide supporting documentation of all transactions listed on your Proof of Claim. In the event that you submit your Proof of Claim online, you must retain confirmation of such filing.

If you fail to execute and submit a timely, properly completed and addressed Proof of Claim, your claim may be rejected and you may be precluded from any recovery from the Net Settlement Fund.


To submit a Proof of Claim online, you must complete the online Proof of Claim submission form found here.  It is estimated that this process will take approximately thirty (30) minutes, though it may take longer if you have a large number of transactions.  Once you begin the online Proof of Claim submission process, you will not be able to save and return to your session.  Your session will time-out after one (1) hour and you will not be able to return to the claims filing process.  Please have all necessary information available and be prepared to complete the process at one time. Required documentation may be uploaded in PDF format only.  In order to be timely, your Proof of Claim must be submitted online by January 4, 2021.


To submit a Proof of Claim by mail, complete and sign the Proof of Claim in its entirety, with all required supporting documentation and mail it, postmarked no later than January 4, 2021, to the Claims Administrator at:

SCUSA Securities Settlement
Claims Administrator
c/o Gilardi & Co. LLC
P.O. Box 43380
Providence, RI 02940-3380